Team

We're here for you

To fulfill our commitment to you, we rely on the expertise that each of us brings to the collective wisdom of the firm. It is our intention to exceed your expectations of optimal service. We do this by honoring our own core values each day, for every client we serve.

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  • Leadership
  • Investment Team
  • Client Service and Operations
Sharon K. Bachert 
Client Services Manager
Peter J. Boyle  CFA
Chief Executive Officer, Chief Investment Officer, Principal
Kevin J. Cavanaugh  
Principal, Investment Counselor
Kenneth H. Dike Esq.
Executive Director of Planned Giving Services, Principal
Austin H. Gewecke 
Equity Analyst
Roger L. Gewecke, Jr CFA
Principal, Investment Counselor
Kathleen Gilmore CFP®
Chair and President, Principal
George E. Hasbun CFP®
Principal, Investment Counselor
Michael A. Hatfield 
Client Service Specialist
Carmina Holguin 
Client Service Specialist, Alternative Assets Specialist
Murcy Huang CFA
Fixed Income Portfolio Manager
Anil Kapoor CFA
Principal, Equity Analyst, Investment Counselor
Emily S. Kirby 
Operations Specialist
Gretchen E. Lee  
Chief Compliance Officer
David Y. Lin CFA
Principal, Investment Counselor
Jennifer I. Maqueda 
Marketing & Communications Manager
Gracie C. Matsuda 
Fixed Income Trader
Daniel J. Mintz 
Principal, Director of Equity Research
Linda P. Moreno 
Client Service Specialist
David J. Nelson CPA
Chief Operating Officer
Megan A. Pantiskas 
Graphic Designer & Marketing Assistant
Maxwell R. Pray CFA
Principal, Investment Counselor
Diane C. Riveros 
Receptionist
Sonia Sandoval 
Trading and Operations Specialist
Sophia C. Sose 
Client Service Specialist, Planned Giving Client Service Specialist
Gerardo Torres 
Portfolio Implementation Analyst
Melissa L. Tracz 
Operations Manager
Carlota B. Venegas CFP®, CDFA®
Investment Counselor
Lloyd K. Wong CFA
Principal, Investment Counselor
Thomas W. Wynn 
Client Service Specialist
Aileen Yip 
Client Service Specialist
Randall L. Zaharia CFA, CAIA®
Principal, Director of Fixed Income & Alternatives

Board of
Directors

  • Kathleen Gilmore 
  • Richard H. Adler
  • Peter J. Boyle 
  • Roger L. Gewecke, Jr.
  • Maxwell R. Pray 

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